James Wallace Wright

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-10-17
ID	RA	APPROVED	2013-08-06
UT	RA	APPROVED	2010-04-28

TX RA
APPROVED_RES

Since 2013-10-17
ID RA
APPROVED

Since 2013-08-06
UT RA
APPROVED

Since 2010-04-28

Branch Locations

950 Pier View Dr Ste C, Idaho Falls, ID 83402-4918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Salt Lake City	UT	10/2008	03/2020
Ameriprise Financial Services, Llc	Idaho Falls	ID	03/2020	Present

10/2008 → 03/2020

Ameriprise Financial Services, Inc.

Salt Lake City, UT
03/2020 → Present

Ameriprise Financial Services, Llc

Idaho Falls, ID

Other Businesses

Business Ownership; JSWI LLC; Co-owner; LLC pass through holding company; 1423 N 1150 E, , Lehi, UT, 84043; Not Investment-Related; 11/15/2016; 60 hours per month; 60 during trading hours. Outside Employment; JSWI LLC; Employee, Financial Advisor; Manage advisory business; 1423 N 1150 E, , Lehi, UT, 84043; Investment-Related; 05/13/2010; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-10

S66 Uniform Combined State Law Examination

2009-12-10

View on SEC IAPD