Ryan Christopher Williams

Current Employers

Employment History

• 05/2014 → 10/2017
  Park Avenue Securities
  Wayzata, MN
• 05/2014 → 05/2018
  Guardian
  Wayzata, MN
• 11/2017 → 05/2018
  Fsc Securities Corp
  Atlanta, GA
• 04/2018 → Present
  Lpl Financial, Llc
  Edina, MN

Previous Registrations

• 2018-03-09 → 2018-05-04
  Fsc Securities Corporation
  Minneapolis, MN
  Minneapolis, MN
  West Des Moines, IA
• 2017-11-13 → 2018-02-12
  Fsc Securities Corporation
  Minneapolis, MN
• 2014-01-09 → 2017-11-06
  Park Avenue Securities Llc
  Minnetonka, MN
  Wayzata, MN

Other Businesses

1. 05/02/2018 - Waterfront Financial Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/19/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 6/7/2018 - Business Owner Succession Strategy - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/21/2018 - 10 Hours Per Month During Securities Trading. 3. 9/25/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/15/2018 - 1 Hour Per Month During Securities Trading - HSA Specialist. 4. 9/25/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/18/2018 - 6 Hours Per Month/4 Hours During Securities Trading - Medicare Supplement specialist. 5. 3/18/2021 - Hallet Financial Group [Local insurance agency] - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2020 - 2 Hours Per Month During Securities Trading. 6. 3/18/2021 - DBS [General Agency] - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2020 - 5 Hours Per Month During Securities Trading. 7. 05/26/2022 - Breeze Disability - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Disability sales, agent - Start Date - 05/11/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading. 8. 11/14/2023 - Great Valley Advisor Group Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/13/2023 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 11/14/2023 - DSB Rock Island Wealth Management, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/13/2023 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 12/12/2023 - CBS Brokerage and Crump - Non-Variable Insurance - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 5 Hours Per Month/ During Trading 11. 05/09/2024 - DSB Rock Island Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 180 Hours Per Month/ 100 Hours During Trading 12. 06/05/2024 - DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 180 Hours Per Month/ 100 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-09-19

Designations

Other Names

• Ryan C Williams