Paul Albert Siock

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Pruco Securities Llc
  Chalfont, PA
• 09/2012 → Present
  Prudential Insurance Company Of America
  Chalfont, PA
• 01/2016 → Present
  Gwn Securities, Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2013-03-27 → 2016-01-11
  Pruco Securities, Llc.
  Warrington, PA

Other Businesses

LIFE AND HEALTH INSURANCE POSITION: Financial Advisor NATURE: Life Insurance and Fixed Annuity sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 65 Madison Ave., Suite 200, Morristown NJ 07960 DESCRIPTION: Life Insurance: Provide life insurance quotes and complete life insurance applications with clients. Fixed Annuity: Provide current fixed annuity specifics to clients as an option for their investment portfolio. THE SWR GROUP, Is Investment Related, "1028 US Highway 206 S, Unit 2, Bordentown, NJ, 08505, United States", "Retirement, Investment, Retirement Planning", "Financial Advisor of GWN Securities, Inc.", 8/1/2023, 160 hours per month, 1 hours per month during trading hours, Commission Compensation, "Meet with prospects to assist with retirement planning, focusing mainly on NJ Public School Employees."

Exams

• S66 Uniform Combined State Law Examination
  2013-03-08
• S63 Uniform Securities Agent State Law Examination
  2009-01-19

Other Names

• Paul Albert Siock
• Paul Albert Siock