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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-07 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oxnard | CA | 10/2015 | 10/2021 |
| Cal Poly San Luis Obispo | San Luis Obispo | CA | 06/2009 | 06/2018 |
| Morgan Stanley Private Bank, National Association | Oxnard | CA | 10/2015 | 10/2021 |
| Tiaa | Ojai | CA | 10/2021 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Ojai | CA | 10/2021 | Present |
(1) RENTAL PROPERTY OXNARD POSITION: Owner NATURE: Real Estate, rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 704 Owens River Dr, Oxnard CA 93036, United States DESCRIPTION: Rental property in Oxnard, Ca (2) VILLANOVA PREP HIGH SCHOOL POSITION: Assistant coach NATURE: I am assisting coach the high school team. The season is 2 months from March 31 to May 31. Hours are approximately 4 hours per week after market hours INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2026 ADDRESS: 12096 N Ventura Ave, Ojai CA 93023, United States DESCRIPTION: Assisting with practice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-05 |
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