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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
701 North Post Oak Rd Suite 320, Houston, TX 77024 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Md Porter, Pllc | Houston | TX | 07/2001 | Present |
| Allstate Insurance Company | Conroe | TX | 10/2015 | 06/2018 |
| Mml Investors Services, Llc | Houston | TX | 06/2018 | 06/2021 |
| Massachusetts Mutual Life Insurance Company | Houston | TX | 06/2018 | 06/2021 |
| Totus Wealth Management, Llc | The Woodlands | TX | 05/2021 | Present |
| Cetera Advisors Llc | St Cloud | MN | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) TOTUS WEALTH MANAGEMENT, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 05/2021, DIRECTOR OF FIELD DEVELOPMENT, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) M D PORTER, PLLC. NOT INVESTMENT RELATED, 10223 MARWOOD FALLS CT, HOUSTON, TX, 77070, TAX AND ACCOUNTING, STARTED 07/2021, POSITION/TITLE/RELATIONSHIP: CPA, MANAGER. OWNER, APX 20 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND MONTHLY ACCOUNTING SERVICES; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 4) NAME OF OTHER BUSINESS: TRANS-LUTIONS INTERNATIONAL, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DORMANT LLC; START DATE: 12/2004; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SET UP INITIALLY BUT NEVER ENGAGED; MEMBER ONLY;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-02-13 |
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