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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

58 S. Main St Suite 4, Poland, OH 44514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 07/2013 08/2020
Prudential Insurance Company Of America Poland OH 08/2020 Present
Pruco Securities, Llc. Poland OH 08/2020 11/2024
Lpl Enterprise, Llc Poland OH 11/2024 Present
  • 07/2013 → 08/2020
    Pnc Investments
    Pittsburgh, PA
  • 08/2020 → Present
    Prudential Insurance Company Of America
    Poland, OH
  • 08/2020 → 11/2024
    Poland, OH
  • 11/2024 → Present
    Poland, OH
Previous Registrations
  • 2020-09-03 → 2024-11-14
    Poland, OH
    Poland, OH
    Canonsburg, PA
    Poland, OH
    Poland, OH
  • 2010-10-26 → 2020-09-01
    Youngstown, OH
    Youngstown, OH
    Youngstown, OH
    Canfield, OH
    New Castle, PA
    Campbell, OH
    Boardman, OH
    Canfield, OH
    Youngstown, OH
    Youngstown, OH
    Struthers, OH
    Poland, OH
    Youngstown, OH
    Niles, OH
    Poland, OH
    Hubbard, OH
    Columbiana, OH
    Youngstown, OH
    Poland, OH
    Youngstown, OH
    Canfield, OH
    Struthers, OH
    Columbiana, OH
    Boardman, OH
  • 2010-01-11 → 2010-04-23
    Atlanta, GA
Other Businesses

1) 03/05/2025- McNally Financial- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 08/01/2020- 0hrs/mnth-0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-17
  • S66 Uniform Combined State Law Examination
    2009-12-17
Designations
Other Names
  • William Mcnally
  • William Duncan Mcnally
  • Duncan Mcnally
  • William D Mcnally

View on SEC IAPD

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