Nicholas Edward Novosad

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  First Trust Portfolios L.P.
  Wheaton, IL

Other Businesses

OTHER BUSINESS NAME: NOVOHANA ENERGY, LLC. LOCATION: WHEATON, IL. NATURE OF BUSINESS: HOLDING VEHICLE. POSITION OR TITLE: OWNER. RESPONSIBILITIES: SELECT ENERGY INVESTMENT INTO MINERAL RIGHTS OR ENERGY RELATED INVESTMENTS. START DATE: MAR 18, 2026. INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams

• S66 Uniform Combined State Law Examination
  2012-06-07