Nicholas Edward Novosad

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2012-06-08

IL RA
APPROVED

Since 2012-06-08

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	03/2012	Present

03/2012 → Present

First Trust Portfolios L.P.

Wheaton, IL

Other Businesses

OTHER BUSINESS NAME: NOVOHANA ENERGY, LLC. LOCATION: WHEATON, IL. NATURE OF BUSINESS: HOLDING VEHICLE. POSITION OR TITLE: OWNER. RESPONSIBILITIES: SELECT ENERGY INVESTMENT INTO MINERAL RIGHTS OR ENERGY RELATED INVESTMENTS. START DATE: MAR 18, 2026. INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-07

S66 Uniform Combined State Law Examination

2012-06-07

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

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Exams

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