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Shelly Ann Appleton-Benko

Odlum Brown Usa Investment Management Limited

Vancouver, British Columbia

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Current Employers
Odlum Brown Usa Investment Management Limited

1100-250 Howe Street, Vancouver, British Columbia V6C 3S9 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-22
IL RA APPROVED 2023-12-08
IA RA APPROVED 2021-09-16
TX RA APPROVED_RES 2021-07-09
AZ RA APPROVED 2016-02-17
WA RA APPROVED 2009-05-15
  • CA RA
    APPROVED
    Since 2024-11-22
  • IL RA
    APPROVED
    Since 2023-12-08
  • IA RA
    APPROVED
    Since 2021-09-16
  • TX RA
    APPROVED_RES
    Since 2021-07-09
  • AZ RA
    APPROVED
    Since 2016-02-17
  • WA RA
    APPROVED
    Since 2009-05-15

Branch Locations

1100-250 Howe Street, Vancouver, British Columbia V6C 3S9 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Odlum Brown Limited Vancouver, Bc 06/1996 Present
Odlum Brown Usa Investment Management Limited Vancouver, Bc 11/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-02
  • S65 Uniform Investment Adviser Law Examination
    2006-12-02
Other Names
  • Shelly Ann Appleton

View on SEC IAPD

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