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43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-08-24 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-08-10 |
| TX | RA | APPROVED | 2026-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bedford | NH | 12/2014 | 10/2019 |
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2014 | 09/2019 |
| Northeast Planning Associates, Inc. | Bedford | NH | 12/2014 | 07/2019 |
| J.P. Morgan Securities Llc | Queens Creek | AZ | 12/2019 | 10/2020 |
| Unemployed | Gilbert | AZ | 11/2019 | 11/2019 |
| Fidelity Investments | Phoenix | AZ | 03/2025 | 08/2026 |
| Lpl Financial, Llc | Bedford | NH | 08/2026 | Present |
| Northeast Planning Associates, Inc. | Bedford | NH | 08/2026 | Present |
| Fidelity Investments | Phoenix | AZ | 10/2020 | 08/2026 |
| Jpmorgan Chase Bank, N.A. | Queens Creek | AZ | 12/2019 | 10/2020 |
1) James Wallace is dually registered with LPL Financial LLC (“LPL Financial”) and Northeast Planning Associates, Inc. ("NPA"). Mr. Wallace has served as an investment advisor representative for NPA and as a registered representative for LPL Financial since August 2026. Business is conducted from 43 Constitution Drive, Bedford, NH, 03110. Approximately 85% of Mr. Wallace’s time is dedicated for activities as an investment advisor representative and registered representative of LPL Financial LLC, with the balance as an investment advisor representative of Northeast Planning Associates, Inc. 2) Licensed insurance agent; Not investment-related; 43 Constitution Drive;, Bedford, NH, 03110; Insurance sales; Implementation of insurance recommendations; 5 hours per month, 0 during trading hours; Licensed insurance agent 3) Archaeo Church; Not investment-related; Gilbert, AZ. 85233; Religious organization; Board Member; 4/9/2023; 3 hours per month; 0 during trading hours; Meet with other board members to help provide governance and budget approvals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-17 |
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