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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-18 |
| LA | RA | APPROVED | 2021-04-05 |
Branch Locations
427 N Theard Street Suite 227, Covington, LA 70433 • United States
10500 Coursey Boulevard Suite 103, Baton Rouge, LA 70816 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Baton Rouge | LA | 10/2013 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 10/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2014 | 02/2019 |
| Hancock Whitney Investment Services, Inc. | Baton Rouge | LA | 02/2019 | 04/2021 |
| Hancock Whitney Bank | Baton Rouge | LA | 02/2019 | 04/2021 |
| Osaic Wealth, Inc. | Baton Rouge | LA | 04/2021 | Present |
1. NICHOLSON FINANCIAL - FIXED INSURANCE POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2005 ADDRESS: 10500 Coursey Blvd., Suite 103, Baton Rouge LA 70816, United States DESCRIPTION: sales and service of fixed insurance products 2. NICHOLSON FINANCIAL SERVICES LLC POSITION: Wealth Advisor NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 04/05/2021 ADDRESS: 10500 Coursey Blvd, Suite 103, Baton Rouge LA 70816, United States DESCRIPTION: DBA which i operate under for my securities and fixed insurance business. 3. LUGNUTS BASEBALL LLC POSITION: Director/Coach NATURE: youth baseball organization INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2008 ADDRESS: 8959 Carriagewood Estates Drive, Baton Rouge LA 70817, United States DESCRIPTION: owner of the entity and coach a youth baseball team 4. EPISCOPAL SCHOOL OF BR - SQUIRES MEMBER POSITION: Squires Board Member NATURE: Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 3200 Woodland Ridge Blvd, Baton Rouge LA 70816, United States DESCRIPTION: Help organized school sporting events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-21 |
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