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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-11-02
  • NC RA
    APPROVED
    Since 2015-11-02

Branch Locations

50 W Main St, Franklin, NC 28734 • United States

196 Walnut Street, Waynesville, NC 28736 • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 11/2015 Present
Wptl Radio Canton NC 03/2017 01/2024
Pisgah High School Canton NC 08/2016 Present
  • 11/2015 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 03/2017 → 01/2024
    Wptl Radio
    Canton, NC
  • 08/2016 → Present
    Pisgah High School
    Canton, NC
Previous Registrations
Other Businesses

1) Pisgah High School Athletic Booster Club ,Canton, NC 28716. Nature of business is a 501c3 athletic booster club that helps raise funds for athletic facilities and teams at Pisgah HS. Position is Officer/Director. Duties: As Vice President will include sitting on the Executive Board, approving projects for funds and assisting fundraising efforts. 2 hours/month, 0 hrs/month during trading. No compensation. Not investment related. Not a client of the firm. 2) Pisgah High School, Canton, NC-Volunteer announcer-not investment related, 12 hrs per month, 0 during securities hours. Volunteer PA announcer for Pisgah High School Varsity and Jr Varsity football games. May also fill -in as the PA announcer for other sports teams throughout the school year as needed. 3) Canton, NC Lions Club; PO Box 482, Canton NC, 28716; Officer / Director; Began 06/28/2021; 3rd Vice-President - would lead meetings if the President, Vice-President, or 2nd Vice-President could not attend meetings. Attend regular meetings and board meetings; 8-12 hour/month, 0 hours during trading hours; No compensation; Non-Investment Related; Business is not a client of the Firm.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-21
  • S66 Uniform Combined State Law Examination
    2011-10-21

View on SEC IAPD

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