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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-11-02 |
Branch Locations
50 W Main St, Franklin, NC 28734 • United States
196 Walnut Street, Waynesville, NC 28736 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 11/2015 | Present |
| Wptl Radio | Canton | NC | 03/2017 | 01/2024 |
| Pisgah High School | Canton | NC | 08/2016 | Present |
1) Pisgah High School Athletic Booster Club ,Canton, NC 28716. Nature of business is a 501c3 athletic booster club that helps raise funds for athletic facilities and teams at Pisgah HS. Position is Officer/Director. Duties: As Vice President will include sitting on the Executive Board, approving projects for funds and assisting fundraising efforts. 2 hours/month, 0 hrs/month during trading. No compensation. Not investment related. Not a client of the firm. 2) Pisgah High School, Canton, NC-Volunteer announcer-not investment related, 12 hrs per month, 0 during securities hours. Volunteer PA announcer for Pisgah High School Varsity and Jr Varsity football games. May also fill -in as the PA announcer for other sports teams throughout the school year as needed. 3) Canton, NC Lions Club; PO Box 482, Canton NC, 28716; Officer / Director; Began 06/28/2021; 3rd Vice-President - would lead meetings if the President, Vice-President, or 2nd Vice-President could not attend meetings. Attend regular meetings and board meetings; 8-12 hour/month, 0 hours during trading hours; No compensation; Non-Investment Related; Business is not a client of the Firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-21 |
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