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Robert Clayton Joyner

Rbc Capital Markets, LLC

Sugar Hill, GA

Atlanta, GA

CRD 5555759

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-24
  • GA RA
    APPROVED
    Since 2024-09-24

Branch Locations

Sugar Hill, GA • United States

3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Etrade Securities Alpharetta GA 06/2008 02/2020
E*Trade Securities Llc Alpharetta GA 02/2020 02/2022
Ubs Financial Services Inc. Atlanta GA 03/2022 09/2024
Rbc Capital Markets, Llc Atlanta GA 09/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-17
S63 Uniform Securities Agent State Law Examination 2008-08-04
  • S65 Uniform Investment Adviser Law Examination
    2022-05-17
  • S63 Uniform Securities Agent State Law Examination
    2008-08-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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