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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-09-22 |
| TX | RA | APPROVED | 2014-09-22 |
Branch Locations
400 Spectrum Center Drive Suite 200, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Newport Beach | CA | 09/2014 | Present |
(1) RENTAL PROPERTIES; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: MULTIPLE RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 11/08/2017; CAPACITY: SOLE-PROPRIETOR; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (2) MADELEINE M. STEWART; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: NOTARY PUBLIC; NOT INVESTMENT RELATED; START DATE: 11/01/2017; CAPACITY: SOLE-PROPRIETOR: DUTIES: IMPARTIAL WITNESS FOR THE STATE; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: <1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-17 |
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