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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-25 |
| FL | RA | APPROVED | 2015-07-21 |
| IL | RA | APPROVED | 2011-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Heathrow | FL | 04/2011 | Present |
| Bank Of America, N.A. | Heathrow | FL | 08/2011 | Present |
I*128433For profit or not for profit: Non-Profit OrganizationName of outside business organization: The Catholic Foundation of Central FloridaInvestment related: NAddress of business:Orlando, Florida 32801Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 12/2/2019Number of hours devoted: 3 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Educate local Catholics on the impact of donations I*3301278 Entity Type: Entity For Profit Name of OBA: GAB Ventures LLC Address: Orlando, Florida, 32801 Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/15/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Personal private placement investments None. I am a passive investor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-24 |
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