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Marcus James Maurer

Prospero Wealth, LLC

Seattle, WA

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Current Employers
Prospero Wealth, Llc

Seattle, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-04-26
  • WA RA
    APPROVED
    Since 2018-04-26

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Washington Seattle WA 07/2014 Present
Prospero Wealth Seattle WA 07/2016 Present
  • 07/2014 → Present
    University Of Washington
    Seattle, WA
  • 07/2016 → Present
    Prospero Wealth
    Seattle, WA
Previous Registrations
Other Businesses

A. Marcus Maurer is not actively engaged in any other investment-related businesses or occupations. B. Marcus Maurer is a full time employee of the University of Washington. He has been engaged in this capacity since July 2014. Marcus Maurer devotes approximately 170 hours per month to his University of Washington responsibilities, including 98 hours per month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-13
S66 Uniform Combined State Law Examination 2006-03-10
  • S65 Uniform Investment Adviser Law Examination
    2017-10-13
  • S66 Uniform Combined State Law Examination
    2006-03-10

View on SEC IAPD

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