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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-23 |
Branch Locations
Valley Stream, NY • United States
Lloyd Harbor, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Valley Stream | NY | 06/2000 | 11/2023 |
| Pruco Securities, Llc. | Valley Stream | NY | 03/2010 | 11/2023 |
| Pruco Securities, Llc | Queens | NY | 12/2023 | 11/2024 |
| Prudential Insurance Company Of America | Queens | NY | 12/2023 | 11/2024 |
| Unemployed | Valley Stream | NY | 12/2024 | 03/2025 |
| Lpl Enterprise, Llc | Huntington | NY | 03/2025 | Present |
1. 03/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Valley Stream, NY - Start Date 03/05/2025 - 160 HRS/MO 2. 03/12/2025 - N8 Tse Consulting, Inc. - Business Entity For Tax/Investment Purposes Only - NOT INV REL - Valley Stream, NY - Start Date 03/04/2025 - 0 HRS/MO 3. 12/08/2025-Peregrine Wealth Management-Administrative Assistant-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 12/01/2025-140hrs/mth-100hrs/mth during trading 4. 02/11/2026-N8 Tse Consulting, Inc.-Owner-Business Entity For Tax/Investment Purposes Only-Not inv related-At Valley Stream, NY-Start date 03/04/2025-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-20 |
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