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Shakila Devi Hemraj-Tse

LPl Enterprise, LLC

Valley Stream, NY

Lloyd Harbor, NY

CRD 5554630

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-23
  • NY RA
    APPROVED
    Since 2025-06-23

Branch Locations

Valley Stream, NY • United States

Lloyd Harbor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Valley Stream NY 06/2000 11/2023
Pruco Securities, Llc. Valley Stream NY 03/2010 11/2023
Pruco Securities, Llc Queens NY 12/2023 11/2024
Prudential Insurance Company Of America Queens NY 12/2023 11/2024
Unemployed Valley Stream NY 12/2024 03/2025
Lpl Enterprise, Llc Huntington NY 03/2025 Present
  • 06/2000 → 11/2023
    Prudential Insurance Company Of America
    Valley Stream, NY
  • 03/2010 → 11/2023
    Pruco Securities, Llc.
    Valley Stream, NY
  • 12/2023 → 11/2024
    Pruco Securities, Llc
    Queens, NY
  • 12/2023 → 11/2024
    Prudential Insurance Company Of America
    Queens, NY
  • 12/2024 → 03/2025
    Unemployed
    Valley Stream, NY
  • 03/2025 → Present
    Huntington, NY
Other Businesses

1. 03/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Valley Stream, NY - Start Date 03/05/2025 - 160 HRS/MO 2. 03/12/2025 - N8 Tse Consulting, Inc. - Business Entity For Tax/Investment Purposes Only - NOT INV REL - Valley Stream, NY - Start Date 03/04/2025 - 0 HRS/MO 3. 12/08/2025-Peregrine Wealth Management-Administrative Assistant-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 12/01/2025-140hrs/mth-100hrs/mth during trading 4. 02/11/2026-N8 Tse Consulting, Inc.-Owner-Business Entity For Tax/Investment Purposes Only-Not inv related-At Valley Stream, NY-Start date 03/04/2025-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-21
S63 Uniform Securities Agent State Law Examination 2010-08-20
  • S66 Uniform Combined State Law Examination
    2025-06-21
  • S63 Uniform Securities Agent State Law Examination
    2010-08-20
Other Names
  • Shakila Devi Hemraj

View on SEC IAPD

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