Gwendolyn Jeanne Floyd

Current Employers

Employment History

• 10/2010 → 01/2023
  Gwendolyn J. Floyd, Cpa
  Hull, MA
• 10/2010 → 01/2023
  Gwendolyn J. Floyd, Cpa, Cfp (R)
  Hull, MA
• 10/2022 → Present
  Lpl Financial Llc
  Hull, MA

Previous Registrations

• 2008-06-24 → 2010-09-27
  The Colony Group, Llc
  Boston, MA

Other Businesses

1) 01/27/2023 - McCarthy Planning - DBA for LPL Business (entity for LPL business) - Investment related - At reported Business location(s). 2) 07/17/2023 - Gwendolyn J. Floyd, CFP(R) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date 10/01/2010 - 80 Hours Per Month/ 80 Hours During Trading - I provide financial planning and consulting services through Gwendolyn J. Floyd, CFP, an independent investment advisor firm. I started this business activity in 10/01/2010. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3) 10/24/2023 - Gwendolyn J. Floyd, CPA - Tax Prep/Accounting/CPA - CPA - Investment related - At Reported Business Location(s) - Start date: 10/01/2010 - 80 Hours Per Month/ 4 Hours During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-05-23
• S65 Uniform Investment Adviser Law Examination
  2007-02-17