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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-02-20 |
| NJ | RA | APPROVED | 2012-12-05 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 03/2016 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2016 | Present |
Alexander Designed LLC; Investment related: Yes; Jewelry Design and Production; Owner(proprietor, partner, officer, director, employee, trustee, agent); Sep 2018; During business hours: 0; After business hours: 10; Owner *423224 - Alexander Atelier, LTD.; Investment related No; New York, NY; Retail/Online Stores; Board Member, Employee, Investor, Officer, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 20; Administrative, Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Customer Service, Labor/Service, Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-18 |
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