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Alexander J Kim

Morgan Stanley

New York, NY

CRD 5554276

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-02-20
NJ RA APPROVED 2012-12-05
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • NJ RA
    APPROVED
    Since 2012-12-05

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 03/2016 Present
Morgan Stanley Private Bank, National Association New York NY 03/2016 Present
  • 03/2016 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 03/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

Alexander Designed LLC; Investment related: Yes; Jewelry Design and Production; Owner(proprietor, partner, officer, director, employee, trustee, agent); Sep 2018; During business hours: 0; After business hours: 10; Owner *423224 - Alexander Atelier, LTD.; Investment related No; New York, NY; Retail/Online Stores; Board Member, Employee, Investor, Officer, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 20; Administrative, Accounting/Bookkeeping, Business Development/Growth, Check Signing/Funds Disbursements, Customer Service, Labor/Service, Sales/Marketing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-31
S63 Uniform Securities Agent State Law Examination 2008-07-18
  • S66 Uniform Combined State Law Examination
    2011-08-31
  • S63 Uniform Securities Agent State Law Examination
    2008-07-18
Other Names
  • Alexander Jung Kim
  • Alexander Jung Kim
  • Alexander Kim

View on SEC IAPD

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