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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-28
TX RA APPROVED 2023-03-27
  • CA RA
    APPROVED
    Since 2023-03-28
  • TX RA
    APPROVED
    Since 2023-03-27

Branch Locations

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Placer Sierra Bank/Wells Fargo Bank Auburn CA 03/2006 03/2023
Wells Fargo Advisors Llc Auburn CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Auburn CA 11/2016 03/2023
Robert W. Baird & Co. Roseville CA 03/2023 Present
  • 03/2006 → 03/2023
    Placer Sierra Bank/Wells Fargo Bank
    Auburn, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Auburn, CA
  • 11/2016 → 03/2023
    Auburn, CA
  • 03/2023 → Present
    Robert W. Baird & Co.
    Roseville, CA
Previous Registrations
  • 2011-01-03 → 2023-04-06
    Auburn, CA
    Roseville, CA
    Auburn, CA
    Auburn, CA
    Rocklin, CA
    Auburn, CA
    Auburn, CA
    Cool, CA
  • 2008-08-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Auburn, CA
Other Businesses

CHRISTINA ZERHUSEN PHOTOGRAPHY, NOT INV RELATED, ROSEVILLE, CA, 100% OWNERSHIP WITH SPOUSE, START 2/3/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, SPOUSES PHOTOGRAPHY BUSINESS AUTHORIZED SIGNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-26
  • S66 Uniform Combined State Law Examination
    2008-08-26

View on SEC IAPD

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