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Ryan Paul Kelly

LPl Financial LLC

Sacramento, CA

Roseville, CA

Rocklin, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-11
CA RA APPROVED 2015-08-18
  • TX RA
    APPROVED_RES
    Since 2023-05-11
  • CA RA
    APPROVED
    Since 2015-08-18

Branch Locations

3560 El Camino Ave, Sacramento, CA 95821 • United States

121 N Sunrise Ave, Roseville, CA 95661 • United States

6190 Stanford Ranch Rd, Rocklin, CA 95765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Roseville CA 08/2015 Present
Safe Credit Union Roseville CA 08/2015 Present
  • 08/2015 → Present
    Lpl Financial Llc
    Roseville, CA
  • 08/2015 → Present
    Safe Credit Union
    Roseville, CA
Previous Registrations
  • 2012-10-05 → 2015-08-04
    First Brokerage America, L.L.C.
    Roseville, CA
  • 2011-01-03 → 2012-10-03
    Wells Fargo Clearing Services, Llc
    Roseville, CA
  • 2008-08-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Roseville, CA
Other Businesses

1. 8/18/2015 - SAFE FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-26
  • S66 Uniform Combined State Law Examination
    2008-08-26

View on SEC IAPD

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