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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-13 |
| TX | RA | APPROVED | 2024-05-13 |
Branch Locations
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
10601 Walker St., Cypress, CA 90630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Bellflower | CA | 01/2011 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Long Beach | CA | 06/2017 | 05/2024 |
| Lpl Financial Llc | Cypress | CA | 05/2024 | Present |
| Perennial Financial Services | Los Angeles | CA | 05/2024 | Present |
1) 04/2024 - Perennial Legacy Insurance Solutions / Non-Variable Insurance / Inv. Related / Cypress, CA / Start date 05/13/2024 - 8 Hrs per month - 5 % Time Spent 2) 04/2024 - Mayea Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 160 Hrs per month - 100% Time Spent 3) 04/2024 - Mayea Wealth Management LLC / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Cypress, CA / Star tdate 05/13/2024 - 160 Hrs per month - 100% Time Spent 4) 05/14/2024 - Perennial Investment Advisors, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 5/13/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through PERENNIAL INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/14/2024 - Perennial Investment Advisors, LLC - Registered Investment Advisor DBA - Advisor - At Reported Business Location(s) - Start Date 5/13/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through PERENNIAL INVESTMENT ADVISORS, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-26 |
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