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Kathryn Louise Smith

Thrivent Investment Management Inc.

Malvern, OH

CRD 5553808

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-04-09
  • OH RA
    APPROVED
    Since 2009-04-09

Branch Locations

Malvern, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Malvern OH 06/2008 Present
Thrivent Financial For Lutherans Appleton WI 06/2009 Present
Other Businesses

TRINITY LUTHERAN CHURCH POSITION: Vice-president NATURE: Trinity is an ELCA congregation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: PO Box 464, Magnolia OH 44643, United States DESCRIPTION: Attend council meetings when available. In the president's absence, I run the meetings. I also am involved with the hospitality committee. MALVERN ROTARY CLUB POSITION: Secretary/Treasurer NATURE: Rotary is a service organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: PO Box 504, Malvern OH 44644, United States DESCRIPTION: Attend bi-monthly meetings, keep financial records, prepare checks for the authorized signers to sign, mail payments, collect and deposit funds, communicate with district and international headquarters regarding membership and attendance, and communicate important notices to club members. Update the club website.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-07
  • S66 Uniform Combined State Law Examination
    2009-04-07
Other Names
  • Kathryn Louise Smith-Boyd

View on SEC IAPD

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