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Eric Raymond Eaton

Knights Of Columbus Asset Advisors LLC

Boston, MA

CRD 5069790

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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-05
  • MA RA
    APPROVED
    Since 2019-11-05

Branch Locations

One Liberty Square 10Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boston Advisors, Llc Boston MA 08/2016 09/2019
Knights Of Columbus Asset Advisors Boston MA 10/2019 Present
  • 08/2016 → 09/2019
    Boston Advisors, Llc
    Boston, MA
  • 10/2019 → Present
    Knights Of Columbus Asset Advisors
    Boston, MA
Previous Registrations
  • 2016-08-15 → 2019-10-30
    Boston Advisors, Llc
    Boston, MA
  • 2014-03-10 → 2014-08-27
    Boston Advisors, Llc
    Boston, MA
  • 2006-01-30 → 2006-03-14
    Wells Fargo Investments, Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-27
  • S66 Uniform Combined State Law Examination
    2006-01-27
Designations
  • Chartered Financial Analyst
Other Names
  • Eric Eaton

View on SEC IAPD

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