John R Gordon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Stuart, FL
• 11/2016 → 02/2020
  Wells Fargo Clearing Services, Llc
  Stuart, FL
• 02/2020 → 07/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
• 05/2020 → 07/2023
  Bank Of America, N.A.
  Palm Beach, FL
• 07/2023 → Present
  Lpl Financial Llc
  Loxahatchee, FL

Previous Registrations

• 2020-02-21 → 2023-07-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
  West Palm Beach, FL
  West Palm Beach, FL
• 2008-10-13 → 2020-02-25
  Wells Fargo Clearing Services, Llc
  Stuart, FL

Other Businesses

1. 08/15/2023 - Financial Advocacy Network - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/28/2023 - 0 Hours Per Month/ During Trading 2. 08/15/2023 - Gordon & Associates Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/05/2023 - 40 Hours Per Month/ 5 Hours During Trading 3. 12/16/2024- Real Estate Rental- INV Related- Home based- Start date 08/01/2024 4) 02/13/2025 - Dressage advisors of Palm Beach - Not Investment Related - Outside/W-2 Employment - Home Based - Start Date:01/29/2025 - 6 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-26

Other Names

• John Gordon
• John R Gordon