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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-09-20 |
Branch Locations
14666 W Center Rd, Omaha, NE 68144 • United States
13259 Millard Ave, Omaha, NE 68137 • United States
10010 Regency Circle 3Rd Fl, Omaha, NE 68114 • United States
18030 R Plz, Omaha, NE 68135 • United States
13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Omaha | NE | 01/2016 | 04/2018 |
| Nylife Securities Llc | Omaha | NE | 04/2018 | 10/2018 |
| Foundation One Bank | Omaha | NE | 10/2018 | 09/2019 |
| Raymond James Financial Services Advisors, Inc | Sioux Falls | SD | 10/2019 | 05/2022 |
| Gls & Associates | Omaha | NE | 01/2009 | 05/2023 |
| Great Western Bank | Omaha | NE | 10/2019 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 05/2023 | 04/2024 |
| Security First Insurance | Rapid City | SD | 03/2022 | 03/2023 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 07/2024 | Present |
GLS & ASSOCIATES LLC, NOT INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START 9/4/2008, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, OFFICIATE ATHLETIC CONTESTS AND ASSIGNING OFFICIALS. ESTATE OF ELIZABETH LOVETTE ; INV RELATED; OMAHA,NE; HANDLE AFFAIRS OF MOTHER; EXECUTOR; START DATE: 07/03/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-12 |
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