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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| CO | RA | APPROVED | 2020-05-11 |
Branch Locations
3491 East Harmony Road Suite 210, Fort Collins, CO 80528-9669 • United States
Fort Collins, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Service | Fort Collins | CO | 06/2009 | 05/2020 |
| Rbc Capital Markets, Llc | Fort Collins | CO | 05/2020 | Present |
1) 2302 Clipper Way, Fort Collins, CO 80524 / Rental investment property / United States / Landlord No / 43756 / No / No / Start Date 10/18/2019 2) Name: Rental Property Address: 2302 Clipper Way Fort Collins, CO 80524 Business Description: Investment Property Business is not investment related Projected Start Date: 10/18/19 Capacity: Owner - Active Duties Performed: Landlord Devoted to this OBA per Month: 0.5 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-02 |
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