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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-09-01
  • GA RA
    APPROVED
    Since 2016-09-01

Branch Locations

103 City Circle Fl 1, Peachtree City, GA 30269 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 10/2014 Present
Suntrust Advisory Services Atlanta GA 09/2016 Present
  • 10/2014 → Present
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Other Businesses

WATER TOWER TOURS POSITION: Tour Guide NATURE: Water Tower Tours offers tours of TV/Movie filming locations in and around Senoia, GA. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2022 ADDRESS: Senoia GA, United States DESCRIPTION: Leading walking or golf cart tours around Senoia, GA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-04
S63 Uniform Securities Agent State Law Examination 2009-01-28
  • S65 Uniform Investment Adviser Law Examination
    2015-09-04
  • S63 Uniform Securities Agent State Law Examination
    2009-01-28

View on SEC IAPD

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