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Craig Emil Sargent

Empower Advisory Group, LLC

Franklinville, NJ

Greenwood Village, CO

CRD 5552855

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-07-15
  • NJ RA
    APPROVED
    Since 2020-07-15

Branch Locations

Franklinville, NJ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities Inc. Williamstown NJ 05/2016 Present
  • 05/2016 → Present
    Gwfs Equities Inc.
    Williamstown, NJ
Previous Registrations
  • 2012-09-17 → 2016-05-09
    Cantella & Co., Inc.
    Voorhees, NJ
  • 2011-03-21 → 2012-09-17
    Cpi Capital
    Voorhees, NJ
  • 2008-12-04 → 2009-08-12
    Lpl Financial Llc
    Manasquan, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-09
S66 Uniform Combined State Law Examination 2008-12-03
  • S65 Uniform Investment Adviser Law Examination
    2020-07-09
  • S66 Uniform Combined State Law Examination
    2008-12-03
Other Names
  • Craig E. Sargent

View on SEC IAPD

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