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Hope Marie Clough

LPl Financial LLC

Tampa, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-19
  • FL RA
    APPROVED
    Since 2022-05-19

Branch Locations

6536 E Hillsborough Ave, Tampa, FL 33610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suncoast Schools Fcu Tampa FL 12/1999 Present
Cuna Brokerage Services, Inc. Waverly IA 12/2005 Present
Lpl Financial Llc Tampa FL 05/2022 Present
  • 12/1999 → Present
    Suncoast Schools Fcu
    Tampa, FL
  • 12/2005 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Tampa, FL
Previous Registrations
  • 2013-03-11 → 2022-05-24
    Cuna Brokerage Services, Inc.
    Tampa, FL
    Tampa, FL
    Waverly, IA
Other Businesses

1) 05-18-2022-Suncoast CU/Members Trust- Investment Related- 6801 E. Hillsborough Ave. Tampa, FL 33610-Financial Institution Duty-Consultant- START DATE: 12/06/1999-160 Hours Per Month/160 Hours During Trading-Time Spent Percent: 100%- 2) 05-18-2022-Suncoast Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-05
  • S66 Uniform Combined State Law Examination
    2013-03-05
Other Names
  • Hope Clough
  • Hope Marie Clough
  • Hope Marie Clough
  • Hope Marie Hood

View on SEC IAPD

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