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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-10 |
| TX | RA | APPROVED | 2025-10-10 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
96 Main St, Westhampton Beach, NY 11978-2631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 06/2010 | 10/2025 |
| Ameriprise Financial Services Llc | Hauppauge | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-08 |
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