Thomas Leo Agostinelli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Lpl Financial
  Venice, FL

Previous Registrations

• 2006-02-21 → 2009-04-02
  Citigroup Global Markets Inc.
  Bowie, MD
  New York, NY
  Bowie, MD
• 2001-09-28 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Bowie, MD

Other Businesses

1. 03/13/09 - DBA ONLY, TA WEALTH MANAGEMENT. 2. 05/20/2015 - NO BUSINESS NAME - ACT IN A FIDUCIARY CAPACITY - NOT INV REL - HOME ADDRESS: 13921 NEVIANO STREET VENICE, FL 34293 - POA: THOMAS C. AGOSTINELLI - SON - HE IS IN THE US NAVY AND I SOMETIMES - WHEN HE IS DEPLOYED - HANDLE HIS FINANCIAL AFFAIRS. BANKING AND BILL PAYING. - START 02/01/2012

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-11
• S63 Uniform Securities Agent State Law Examination
  1998-12-07

Other Names

• Tom Agostinelli