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400 Sterling Drive, Orchard Park, NY 14127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-12 |
| TX | RA | APPROVED_RES | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Orchard Park | NY | 09/2016 | 08/2017 |
| Silver Grove Advisory Services | Orchard Park | NY | 03/2017 | Present |
| Lpl Financial Llc | Orchard Park | NY | 12/2012 | Present |
1) 1/28/2013: LEGAL SHIELD - RYAN SEUFERT - Legal Services - TIME SPENT 5%. 2) 3/6/2013: SILVER GROVE FINANCIAL GROUP, INC.- DBA for LPL Business (entity for LPL business)- INV REL- At Reported Business Location(s). 3) 11/12/2013 - SILVER GROVE FINANCIAL GROUP, INC. - NON-VARIABLE INS - INV REL- At Reported Business Location(s)-10% OF TIME SPENT. 4) 7/25/2017- JNR Property Holdings, LLC - Inv Rel - Home Based, and Buffalo, Park Blasdell & West Seneca, NY - Real Estate Rental - Started11/01/2011 - 2 Hrs Per Month/1 Hr During Trading 5) 8/8/2017- Silver Grove Financial Group, Inc- Inv Rel- At Reported Business Location(s) - Registered Inv Advisor DBA - Started 4/01/2017 - 80 Hrs Per Month During Trading - I provide inv advisory services through Silver Grove Advisory Services Inc, an inv advisor firm. I started this business activity on 4/6/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV? 6) 8/8/2017- Silver Grove Advisory Services - Invt Rel - At Reported Business Location(s) - Registered Inv Advisor Hybrid- Started 4/01/2017- 80 Hrs Per Month During Trading - I provide inv advisory services through Silver Grove Advisory Services, an independent inv advisor firm. I started this business activity in 7/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV? 7) 10/27/2017 - Silver Grove Financial Group, Inc. - Inv Rel - Williamsville, New York- Real Estate Rental - Start Date11/01/2017 - 1 Hrs Per Month/0 Hours During Trading. 8) 1/21/2020 - Real Estate Rental- Inv Rel - Home Based & West Seneca, New York 14127 - Started12/05/2019 - 2 Hrs Per Month/0 Hours During Trading. 9) 12/7/2020 - Inv Rel - Home Based & Memphis, TN 38109 - Started8/05/2020 - 1 Hr Per Month/0 Hrs During Trading 10) 12/15/2021 - JNR Sterling LLC - Inv Rel - Hamburg NY 14075 - Real Estate Rental - Start Date12/14/2021 - 1 Hr Per Month/0 Hrs Dur Sec Trading. 11) 07/13/2022-Not Inv Rel - Ellicottville, NY 14731-Real Estate Rental-Start Date 07/11/2022-1 Hr A Month/0 Hrs During Trading. 12) 12/18/23- Sterling Tax & Accounting Inc.-Owner- Tax Prep/Accounting/CPA-INV REL-At Rep Bus Loc(s)-Start:8/21/23-10Hrs a Mth/1Hr During Trading 13) 08/09/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 06/10/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-08 |
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