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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-08-21
TX RA APPROVED_RES 2012-03-19
CA RA APPROVED 2009-06-01
  • PA RA
    APPROVED
    Since 2017-08-21
  • TX RA
    APPROVED_RES
    Since 2012-03-19
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Irvine CA 06/2009 08/2017
Morgan Stanley Philadelphia PA 08/2017 Present
  • 06/2009 → 08/2017
    Morgan Stanley Smith Barney
    Irvine, CA
  • 08/2017 → Present
    Philadelphia, PA
Previous Registrations
  • 2007-11-08 → 2009-06-01
    Irvine, CA
  • 2006-10-11 → 2007-08-06
    Gunnallen Financial, Inc
    Scottsdale, AZ
    Scottsdale, AZ
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-25
  • S66 Uniform Combined State Law Examination
    2006-09-25
Other Names
  • Christy Esposito
  • Christy Anne Esposito
  • Christy Anne Laruffa

View on SEC IAPD

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