Tristan Martinus Montgomery

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2023
  J.P. Morgan Securities Llc
  Richland Hills, TX
• 01/2013 → 12/2016
  Jpmorgan Chase Bank, N.A
  Benbrook, TX
• 12/2016 → 05/2023
  Jpmorgan Chase Bank, N.A
  Benbrook, TX
• 01/2007 → 03/2019
  5Linx Enterprises, Inc.
  Rochester, NY
• 05/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 12/2016 → 03/2017
  Albertsons Companies, Inc.
  Southlake, TX
• 04/2024 → Present
  Bank Of America, N.A.
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2024-03-01
• S63 Uniform Securities Agent State Law Examination
  2008-08-29

Other Names

• Tristan M Montgomery
• Tristan Montgomery