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Ahmet Gucum

Wainwright Investment Counsel LLC

Boston, MA

CRD 5550843

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Employer firm

Wainwright Investment Counsel LLC CRD 108711

$5.52B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wainwright Investment Counsel Llc

One Boston Place 29Th Floor, Boston, MA 02108 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-02
  • MA RA
    APPROVED
    Since 2022-12-02

Branch Locations

One Boston Place 41St Floor, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wainwright Investment Counsel Boston MA 10/2010 03/2018
Wfs, Llc Boston MA 11/2013 03/2018
Wfs, Llc Boston MA 04/2018 Present
Wainwright Investment Counsel Boston MA 04/2018 Present
  • 10/2010 → 03/2018
    Wainwright Investment Counsel
    Boston, MA
  • 11/2013 → 03/2018
    Wfs, Llc
    Boston, MA
  • 04/2018 → Present
    Wfs, Llc
    Boston, MA
  • 04/2018 → Present
    Wainwright Investment Counsel
    Boston, MA
Other Businesses

MR. GUCUM IS EMPLOYED BY WAINWRIGHT INVESTMENT COUNSEL, LLC ("WAINWRIGHT"), AN SEC REGISTERED INVESTMENT ADVISOR, AND CURRENTLY HOLDS THE POSITION OF SENIOR RESEARCH ANALYST & VICE PRESIDENT. HE IS REGISTERED WITH WFS, LLC WHOSE BUSINESS IS CURRENTLY LIMITED TO ENGAGING IN THE FACILITATION OF PRIVATE PLACEMENT TRANSACTIONS. WFS, LLC IS A WHOLLY OWNED SUBSIDIARY OF WAINWRIGHT ALSO LOCATED AT ONE BOSTON PLACE, BOSTON, MA 02108. THE MAJORITY OF HIS WORKING HOURS ARE SPENT ON WAINWRIGHT BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-23
  • S65 Uniform Investment Adviser Law Examination
    2022-05-23

View on SEC IAPD

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