Best Investors Account Sign in

James John Buri

Morgan Stanley

Laguna Niguel, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-02
CA RA APPROVED 2018-11-30
  • TX RA
    APPROVED
    Since 2020-03-02
  • CA RA
    APPROVED
    Since 2018-11-30

Branch Locations

28202 Cabot Road Suite 500, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Santa Monica CA 02/2011 11/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 11/2018
Morgan Stanley Laguna Niguel CA 11/2018 Present
Morgan Stanley Private Bank, N.A New York NY 12/2018 Present
  • 02/2011 → 11/2018
    Fidelity Investments
    Santa Monica, CA
  • 07/2018 → 11/2018
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 11/2018 → Present
    Morgan Stanley
    Laguna Niguel, CA
  • 12/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2018-07-13 → 2018-12-12
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2011-04-06 → 2018-07-13
    Strategic Advisers Llc
    Santa Monica, CA
    Irvine, CA
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-22
  • S66 Uniform Combined State Law Examination
    2008-09-22
Designations
Other Names
  • James John Buri
  • James J Buri

View on SEC IAPD

Other Firms

EHRLICH FINANCIAL GROUP
TCFG INVESTMENT ADVISORS, LLC
SENTIENT FINANCIAL, LLC
LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK

Other Investors

ANDREW LEE EHRLICH
HEATHER MICHELLE BOONE
LORA J ROMMEL
JESSICA LYNN KRUSEY
Burton Blayne Brown
Steven Andrew King
Michael John Herlevi
Don M Dumas

Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
TCFG INVESTMENT ADVISORS, LLC · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA

More in Laguna Niguel, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor