Richard Wayne Ogg

Current Employers

Employment History

• 06/2005 → Present
  The Master'S Tax & Financial Services
  Santa Rosa, CA
• 06/2008 → 09/2025
  Avantax Investment Services, Inc.
  Santa Rosa, CA
• 07/2009 → 09/2025
  Avantax Advisory Services
  Santa Rosa, CA
• 09/1997 → Present
  Richard Ogg
  Santa Rosa, CA
• 12/2013 → Present
  Richard Ogg
  Santa Rosa, CA
• 04/2016 → Present
  Santa Rosa Junior College Community Education
  Santa Rosa, CA
• 08/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Santa Rosa, CA
• 08/2018 → Present
  Total Administrative Services Corporation
  Madison, WI
• 10/2020 → 09/2025
  Avantax Insurance Services
  Santa Rosa, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Santa Rosa, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-07-14 → 2025-09-05
  Avantax Advisory Services
  Santa Rosa, CA

Other Businesses

1) NATIONAL ASSOCIATION OF ENROLLED AGENTS POSITION: Other NATURE: Professional Services - Business/Individual INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2006 ADDRESS: 1120 Connecticut Avenue NW, Ste 460, Washington DC 20036, United States DESCRIPTION: Pay dues, meet continuing education requirements, assist in planning continuing education offerings. 2) North Bay Chapter of the CA Society of Enrolled Ag~'NIR'~3200 Ramos Circle~Sacramento~CA~95827~Other~Other~5/1/2009~6hrs~3hrs~Provide leadership to local chapter, pay dues to the state organization. 3) Santa Rosa Bible Church~'NIR'~4575 Badger Rd~Santa Rosa~CA~95409~Other~Other~3/1/1991~10hrs~0hrs~Teacher, Counselor, General Business/Board Member. 4) Santa Rosa Junior College Community Education~'NIR'~1501 Mendocine Ave~Santa Rosa~CA~95401~Education~Teacher/Professor/Trainer~4/13/2016~1hrs~0hrs~Teach class on designated topic (currently Social Security, 3 hour class 3 times a year on Saturdays). 5) THE MASTER'S TAX & FINANCIAL SERVICES POSITION: Partner/General Partner NATURE: Tax Return Preparation, Representation before government tax agencies INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 06/01/2005 ADDRESS: 716 College Ave, Ste A2, Santa Rosa CA 95404, United States DESCRIPTION: Income tax return preparation. Represent clients before government tax agencies. 6) Total Administrative Services Corporation~'NIR'~2302 International Ln~Madison~WI~53704~Other~Employee~8/6/2018~1hrs~1hrs~Explain process to my business tax clients. 7) Santa Rosa Bible Church~'NIR'~4575 Badger Rd~Santa Rosa~CA~95409~Other~Other~9/18/2018~7hrs~0hrs~Take and distribute minutes of the Elders' (i.e., Board of Directors) meetings. Occasionally sign a legal document attesting that the document correctly represents action the board took.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-13
• S63 Uniform Securities Agent State Law Examination
  2008-07-17