Jeani Patrice Fink

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2023 → Present
  Principal Life Insurance Company
  Lake Oswego, OR
• 06/2023 → Present
  Principal Securities, Inc.
  Lake Oswego, OR
• 09/2021 → 10/2023
  Center For Chiropractic & Wellness
  Portland, OR
• 11/2013 → 09/2021
  Compass Rose Acupuncture
  San Francisco, CA
• 01/2024 → Present
  Compass Rose Financial Services
  Lake Oswego, OR
• 08/2026 → Present
  Midlands Financial
  Portland, OR

Other Businesses

**FIXED INSURANCE POSITION: Fixed insurance, group insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/02/2024 ADDRESS: 5665 Meadows Rd., Suite 350, Lake Oswego, OR OR 97035, United States DESCRIPTION: I plan on doing the following: Fixed insurance: life insurance, DI, LTC Group insurance: Life insurance, DI **COMPASS ROSE HOLISTIC HEALTH, LLC POSITION: Owner NATURE: Licensed acupuncturist INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2023 ADDRESS: 2940 NE 31st Ave., Portland OR 97212, United States DESCRIPTION: I am a licensed acupuncturist. Had my own clinic in San Francisco since 2013. Worked as an acupuncturist in Portland at Center for Chiropractic & Wellness from 2021 - 09/2023. I now practice acupuncture on a small set of patients in my home studio. **ST. MARY'S ACADEMY POSITION: Assistant tennis coach NATURE: Assistant tennis coach INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 1615 SW Fifth Ave., Portland OR 97201, United States DESCRIPTION: I am a part-time assistant tennis coach at St. Mary's Academy. I participate 2 days per week during the Spring sport season from March 1st - mid May. **PDX PROPERTY SISTERS LLC POSITION: Partner NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2022 ADDRESS: 2940 NE 31st Ave., Portland OR 97212, United States DESCRIPTION: I own 3 rental properties. One I exclusively own. The other one is a duplex I own with my sisters. Together we have a LLC titled PDX Property Sisters. Most of the property management duties are out outsourced. I am involved in the process of finding new tenants if we have an opening. **MIDLANDS FINANCIAL (DBA) POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/01/2026 ADDRESS: 5885 Meadows Rd. Suite 800, Lake Oswego, OR 97212, Portland OR 97035, United States DESCRIPTION: Financial Advisor. I will be helping to service Damien Martinez's book of business in the NW. This will mainly entail servicing his managed and brokerage accounts. Additional business might be written depending on client needs.

Exams

• S66 Uniform Combined State Law Examination
  2023-10-12