Walter Wayne Wodtke

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-01-03

CA RA
APPROVED

Since 2011-01-03

Branch Locations

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

2355 Huntington Dr, San Marino, CA 91108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Los Angeles	CA	02/2007	Present
Wells Fargo Advisors Llc	Alhambra	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Alhambra	CA	11/2016	Present

02/2007 → Present

Wells Fargo Bank Na

Los Angeles, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Alhambra, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Alhambra, CA

Previous Registrations

2008-08-15 → 2011-01-03

Wells Fargo Investments, Llc

Alhambra, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, SOMIS, CA. 100% OWNERSHIP, START DATE 9/19/2016, 0 HOURS/MONTH, 0 DURING TRADING, LANDLORD FACILITATES PROPERTY MANAGEMENT VIA PROPERTY MANAGER. RENTAL PROPERTY, INVT RELATED, SAGINAW, MI, 100% OWNERSHIP, START DATE 9/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; SAGINAW, MI; 100% OWNERSHIP; START DATE 12/1/2023; 5 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; LOS ANGELES, CA; 100% OWNERSHIP; START DATE 12/1/2023; 5 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; LOS ANGELES, CA; 100% OWNERSHIP; START DATE 1/1/2024; 5 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-14

S66 Uniform Combined State Law Examination

2008-08-14

View on SEC IAPD