Chinh Shan Lai

Strategic Advisers LLC

Thousand Oaks, CA

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CA RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Oxnard, CA • United States

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, N.A.	Newbury Park/Ventura	CA	01/2008	11/2019
Wells Fargo Advisors Llc	Newbury Park/Ventura	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Newbury Park/Ventura	CA	11/2016	11/2019
Fidelity Brokerage Services Llc	Thousand Oaks	CA	11/2019	Present
Fidelity Investments	Boston	MA	03/2025	Present

01/2008 → 11/2019

Wells Fargo Bank, N.A.

Newbury Park/Ventura, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Newbury Park/Ventura, CA
11/2016 → 11/2019

Wells Fargo Clearing Services, Llc

Newbury Park/Ventura, CA
11/2019 → Present

Fidelity Brokerage Services Llc

Thousand Oaks, CA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2020-01-24 → 2025-03-31

Fidelity Personal And Workplace Advisors

Thousand Oaks, CA
2011-01-03 → 2019-11-20

Wells Fargo Clearing Services, Llc

Ventura, CA

Newbury Park, CA

San Luis Obispo, CA

Westlake Village, CA
2008-08-12 → 2011-01-03

Wells Fargo Investments, Llc

Ventura, CA

Ventura, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-11

S66 Uniform Combined State Law Examination

2008-08-11

View on SEC IAPD

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