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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-29
CA RA APPROVED 2017-05-09
  • TX RA
    APPROVED_RES
    Since 2018-11-29
  • CA RA
    APPROVED
    Since 2017-05-09

Branch Locations

505 North Brand Blvd, Glendale, CA 91203 • United States

4100 West Alameda Avenue, 3Rd Floor, Burbank, CA 91505 • United States

50 California Street, San Francisco, CA 94111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fidelity Investments Burbank CA 11/2011 05/2017
Thrivent Investment Management Inc Glendale CA 05/2017 Present
Thrivent Financial Appleton WI 05/2017 07/2017
Thrivent Financial Appleton WI 07/2017 Present
  • 11/2011 → 05/2017
    Fidelity Investments
    Burbank, CA
  • 05/2017 → Present
    Glendale, CA
  • 05/2017 → 07/2017
    Thrivent Financial
    Appleton, WI
  • 07/2017 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-08
  • S66 Uniform Combined State Law Examination
    2008-10-08

View on SEC IAPD

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