Johnny Lee Chang

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-12-22
CA	RA	APPROVED	2015-12-18

OH RA
APPROVED

Since 2015-12-22
CA RA
APPROVED

Since 2015-12-18

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Columbus	OH	11/2015	Present

11/2015 → Present

Nationwide Investment Services Corporation

Columbus, OH

Previous Registrations

2013-04-05 → 2016-05-09

Alight Financial Advisors, Llc

Sacramento, CA

Charlotte, NC
2008-10-07 → 2011-05-23

Td Ameritrade, Inc.

Roseville, CA
2008-10-07 → 2011-05-23

Td Ameritrade Investment Management, Llc

Roseville, CA
2008-07-25 → 2008-08-21

Principal Securities, Inc.

Roseville, CA

Other Businesses

--Position: Pet Caretaker Company/Employer: Self-employed Location: Sacramento, CA Start Date: 08/13/2021 Hours Devoted Monthly: 8 Hours During Trading Hours: 0 Investment Related: No

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-14

S66 Uniform Combined State Law Examination

2008-07-14

Other Names

Lee Chang

View on SEC IAPD