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Vincent Isidoro Fiore

Principal Advised Services

Bayside, NY

CRD 2748687

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Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-03-15
NY RA APPROVED 2022-10-30
  • IA RA
    APPROVED
    Since 2024-03-15
  • NY RA
    APPROVED
    Since 2022-10-30

Branch Locations

Bayside, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Bayside NY 08/2005 Present
Principal Securities, Inc. Bayside NY 09/2005 Present
Principal Advised Services Bayside NY 10/2022 Present
  • 08/2005 → Present
    Principal Life Insurance Company
    Bayside, NY
  • 09/2005 → Present
    Principal Securities, Inc.
    Bayside, NY
  • 10/2022 → Present
    Principal Advised Services
    Bayside, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1996-08-15

View on SEC IAPD

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