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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IA | RA | APPROVED | 2012-07-27 |
Branch Locations
4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Davenport | IA | 07/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*407739 - Romans 8 Properties, LLC; Investment related - Yes; Bettendorf, Iowa; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 1; After business hours: 3; Property Management *455630 - Estate ; Investment related - Yes; Bettendorf, Iowa; 09/2021; During business hours: 0.2 After business hours: 0.8
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
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