Sean Paul Waggoner

Current Employers

Employment History

• 12/2009 → 06/2017
  Lpl Financial, Llc
  Houston, TX
• 02/2002 → Present
  Alliant Retirement Consulting
  Houston, TX
• 06/2017 → Present
  Cetera Advisors Networks, Llc
  El Segundo, CA
• 01/2008 → Present
  Citation Real Estate Holdings, Llc
  Houston, TX
• 12/2020 → Present
  Wagnew, Llc
  Houston, TX

Previous Registrations

• 2009-12-16 → 2015-10-06
  Lpl Financial Llc
  Houston, TX
  Richmond, TX
  Houston, TX
• 2010-06-04 → 2013-07-10
  James E.BAshaw & Co.
  Houston, TX
• 2008-01-18 → 2009-12-17
  Kestra Investment Services, Llc
  Houston, TX
  Houston, TX

Other Businesses

1.ALLIANT RETIREMENT SERVICES, LLC DBA ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. TITLE: INVESTMENT ADVISORY REPRESENTATIVE START: 05/2017 APX # OF HRS/WK: 40 APX # OF HRS DUR TRD HRS: 32.5 DUTIES: INVESTMENT ADVISORY REPRESENTATIVE 2. FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX # OF HRS/WK: VARIES APX # OF HRS DUR TRD HRS: VARIES TITLE: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS INSURANCE: LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE 3. ALLIANT INSURANCE SERVICES, INC. DBA ALLIANT EMPLOYEE BENEFITS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INSURANCE ; START: 11/2001 ; TITLE: SENIOR VICE PRESIDENT, <1% OWNER APX # OF HRS/WK: 35 ; APX # OF HRS DUR TRD HRS: 32.5 ; DUTIES: SELLS INSURANCE: WHOLE LIFE, UNIVERSAL LIFE, VARIABLE LIFE, LONG-TERM CARE, DISABILITY AND HEALTH ; 4. 3GWLC LLC ; INVESTMENT RELATED: NO ; ADDRESS: KCXO AIRPORT, 10260 CARL PICKERING MEMORIAL, CONROE TX 77303 NATURE OF BUSINESS: AIRPLANE OWNERSHIP GROUP ; START: 2/2021 ; TITLE: CO-OWNER / MEMBER; APX APX # OF HRS/WK: VARIES ; APX # OF HRS DUR TRD HRS: VARIES; DUTIES: AIRCRAFT TO PROVIDE TRANSPORTATION, LEASE OR CHARTER OF PLANE FOR COMPENSATION; 5. WAGNEW, LLC INVESTMENT RELATED: NO, ADDRESS: 3355 W ALABAMA ST #44, HOUSTON, TX, 77090 NATURE OF BUSINESS: ASSET PROTECTION START: 2/2021, TITLE: OWNER, LESS THAN ONE HOUR WEEK, NOT DURING TRADING HOURS, DUTIES: ASSET PROTECTION FOR PLANE, LEASE OR CHARTER OF PLANE FOR COMPENSATION; 6. WAGNEW 1917 VALENTINO COVE, LLC; INVESTMENT RELATED: NO; ADDRESS: 3355 W. ALABAMA, SUITE 444, HOUSTON, TX 77098; NATURE OF BUSINESS: BOARD; START: 8/2024; TITLE: VICE PRESIDENT/SECRETARY; APX # OF HRS/WK: LESS THAN 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: ASSIST WITH THE MANAGEMENT OF THE PROPERTY OWNED BY THE LLC; 7. CHAPELWOOD UNITED METHODIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 11140 GREENBAY ST HOUSTON, TX 77024; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: STAFF PARISH RELATION COMMITTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADVISORY ROLE WITH SENIOR PASTOR TO PROVIDE ADVICE ON HR RELATED MATTERS; 8. NEXUS ENERGY 10, LLC INVESTMENT RELATED: NO; ADDRESS: 109 East 17th Street Suite 520, Cheyenne, WY 82001 NATURE OF BUSINESS: Member START: 5/2025; TITLE: MEMBER APX # OF HRS/WK: LESS THAN 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: VOTING MEMBER. (MEMBERS DO NOT HAVE ANY INDIVIDUAL DUTIES)

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-04
• S63 Uniform Securities Agent State Law Examination
  1997-04-24

Other Names

• Sean Paul Waggoner