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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2012-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2006 | Present |
| Duncklee & Nott | Farmingdale | ME | 10/2010 | Present |
1. Owner, Duncklee & Nott, a private entity established to facilitate securities, advisory, and insurance business; as of 02/28/2018, Approximately 100% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed Insurance Sales; as of 10/15/2022, Approximately 1% of time spent during business hours; Conducted at branch location; Investment related. 3. Expert Witness; as of 05/19/2015, 0% of time spent during business hours; Not conducted at branch location; Investment related. 4. Co-Owner of rental property located In Farmingdale, ME; As of 05/01/2017; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Investment related. 5. Coach, Hall-Dale Junior Varsity Girls' Soccer; Located at 111 Maple Street, Farmingdale Maine, as of 09/20/2024; 1% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-03 |
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