Michael Stephen Wallman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-05

FL RA
APPROVED

Since 2025-05-05

Branch Locations

Orlando, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wallman Financial Group	Miami	FL	01/1999	Present
Investors Capital Corporation	Lynnfield	MA	09/2011	09/2016
H. Beck, Inc.	Rockville	MD	09/2016	03/2021
Grove Point Advisors, Llc	Rockville	MD	04/2021	05/2025
Grove Point Investments, Llc	Rockville	MD	04/2021	05/2025
Onlyfinanceman	Orlando	FL	07/2023	Present
Lpl Financial Llc	Orlando	FL	05/2025	Present

01/1999 → Present

Wallman Financial Group

Miami, FL
09/2011 → 09/2016

Investors Capital Corporation

Lynnfield, MA
09/2016 → 03/2021

H. Beck, Inc.

Rockville, MD
04/2021 → 05/2025

Grove Point Advisors, Llc

Rockville, MD
04/2021 → 05/2025

Grove Point Investments, Llc

Rockville, MD
07/2023 → Present

Onlyfinanceman

Orlando, FL
05/2025 → Present

Lpl Financial Llc

Orlando, FL

Previous Registrations

2021-04-01 → 2025-05-02

Grove Point Advisors, Llc

Rockville, MD

Rockville, MD

Orlando, FL
2016-09-15 → 2021-04-01

Grove Point Investments, Llc

Rockville, MD

Rockville, MD

Orlando, FL
2011-10-03 → 2016-09-13

Investors Capital Corp.

Orlando, FL

Lynnfield, MA

Lynnfield, MA

Orlando, FL
2008-01-17 → 2011-08-30

Securities America Advisors, Inc.

Orlando, FL

Miami, FL
2005-06-30 → 2007-12-13

Raymond James Financial Services, Inc.

Miami, FL

Miami Beach, FL

Miami, FL

Miami, FL

Other Businesses

1 - 07/11/2025 - Wallman Financial - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). - Start date: 02/12/2025 - 200 Hours/Month - 8 Hours During Trading 2 - 07/11/ - OnlyFinanceMan - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). - Start date 07/01/2024 - 100 Hours/Month - 8 Hours During Trading 3. 10/03/2025 - PRIDE Chamber of Commerce - Non-Profit Board Member - Not Inv rel - Orlando FL - Start date: 09/01/2025 - 5Hours/Month - 0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-28
S65	Uniform Investment Adviser Law Examination	1996-11-07
S63	Uniform Securities Agent State Law Examination	1996-10-31

S66 Uniform Combined State Law Examination

2005-06-28
S65 Uniform Investment Adviser Law Examination

1996-11-07
S63 Uniform Securities Agent State Law Examination

1996-10-31

View on SEC IAPD