Richard John Lombardi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Atlanta, GA

Previous Registrations

• 2003-12-10 → 2011-08-09
  Securities America Advisors, Inc.
  Atlanta, GA
  Atlanta, GA
• 2003-05-02 → 2003-12-02
  Veravest Investment Advisors, Inc.
  Atlanta, GA

Other Businesses

1. 05/05/2011 - DBA ONLY - INTEGRATED WEALTH STRATEGIES - 100%. 2. 05/05/2011 - DBA ONLY - INTEGRATED FINANCIAL GROUP. 3. 05/05/2011 - NON-VARIABLE INSURANCE - 2%.

Exams

• S66 Uniform Combined State Law Examination
  1998-12-23

Other Names

• Rich Lombardi