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2108 South Boulevard Suite 200, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-03 |
| SC | RA | APPROVED | 2018-09-21 |
| NC | RA | APPROVED | 2018-06-26 |
Branch Locations
2108 South Boulevard Suite 200, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisory Services Network, Llc | Atlanta | GA | 06/2015 | 06/2018 |
| Regulus Financial Group, Llc | Charlotte | NC | 06/2015 | 03/2024 |
| Cannon Sales, Inc. | Charlotte | NC | 10/2014 | 12/2017 |
| Cannon Advisors, Inc. | Charlotte | NC | 12/2017 | Present |
| Cannon Advisors, Inc | Charlotte | NC | 06/2018 | Present |
1): Name of the Business N/A; Investment Related: Y; Address of the other business: Charlotte, NC; Nature of the Business: licensed agent for life, LTC, fixed annuity and disability insurance sales; Start Date: 01/2010; # of hours/month devoted to the other business: less than 5 hours per month; # of hours/month devoted to other business during trading hours: less than 5 hours per month; Duties related: life, health, LTC, fixed annuity and disability insurance recommendations 2): Name of the Business: Air BNB Rental; Investment Related: N; Address of the other business: Charlotte, NC; Nature of the Business: Personal rental property; Start Date: 09/2017; # of hours/month devoted to the other business: less than 5 hours per month; # of hours/month devoted to other business during trading hours: 0 hours; Duties related: Manage personal rental property 3): Name of Business: Cannon Advisors; Investment Related: Y; Address of the other business: Charlotte, NC; Nature of the Business: Book sales; Start Date: 10/3/2023; #of hours/month devoted to the other business: 0 hour; #of hours/month devoted to other business during trading hours; 0 hours; Duties: Royalties from book sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-25 |
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