Danny Senn

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Jamestown, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Jamestown, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jamestown, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jamestown, NY

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  Randolph, NY
  Jamestown, NY
• 2015-02-03 → 2016-09-23
  Wall Street Financial Group, Inc.
  Rochester, NY
  Randolph, NY
  Victor, NY

Other Businesses

1. KAFL INC. POSITION: broker NATURE: Sales and service of Life, Accident, and Health insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 1/2006 ADDRESS: 85 Allen St Ste 300, Rochester NY 14608 2. RANDOLPH FIRE DISTRICT POSITION: Member NATURE: board of 5 member makes decisions regarding Randolph Fire District INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 9/2008 ADDRESS: 70 Main St., RANDOLPH NY 14772 3. RANDOLPH FIRE DEPARTMENT POSITION: Member NATURE: fire service INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 4/1986 ADDRESS: 70 Main St, RANDOLPH NY 14772 4. TRI R SERVICES POSITION: employee NATURE: part-time (including weekends) seasonal work for extended family members business. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2019 ADDRESS: 10033 Sawmill Run Rd., Little Valley NY 14755 DESCRIPTION: various work involving lawn care, snow removal, and operation of heavy equipment. 5. TOWN OF RANDOLPH ZONING BOARD OF APPEALS POSITION: alternate board member NATURE: Zoning Board of Appeals for the Town of Randolph, NY INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 72 Main St., Randolph NM 14772 DESCRIPTION: Appeals by applicants for new business to Zoning Regulations setup by the Town of Randolph. Part of a five-person board with me acting as an alternate to give a board five if another member is absent. 6. RANDOLPH REGIONAL EMERGENCY MEDICAL SERVICE POSITION: member NATURE: emergency medical services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1992 ADDRESS: 70 Main St, RANDOLPH NY 14772 DESCRIPTION: support / help the organization as needed 7. DBA - Falcon Financial Advisors 8. INDEPENDENT INSURANCE BROKER POSITION: broker NATURE: Sales and service of Life, Accident, and Health insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2006 ADDRESS: 120 W. Third Street, Suite 117, Jamestown NY 14701 DESCRIPTION: Sales and service of Life, Accident, and Health insurance. 9. ALLIANCE ADVISORY GROUP POSITION: broker NATURE: sales and service of Life, Accident, and Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2006 ADDRESS: 600 Delaware Ave., Buffalo NY 14202 DESCRIPTION: Sales and service of Life, Accident, and Health insurance. 10.NONE POSITION: POA NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/17/2026 ADDRESS: 3256 LARKIN STREET EXT, RANDOLPH NY 14772-9651, United States DESCRIPTION: Power of Attorney for my parents, Dale & Wilda Senn

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-26
• S63 Uniform Securities Agent State Law Examination
  2006-05-24